My story begins in 1989 with Baraban Securities, an independent regional brokerage firm in Southern California. As an associate to the branch manager, I gained comprehensive knowledge of the various departments and operational functions within the broker/dealer. Licensed in 1995, I have amassed over 30 years of experience in the brokerage business in branch operations, stock trading, risk mitigation, and as a Financial Advisor. This unique hybrid of experience allows me to provide customer service that other advisors may not be able to deliver.
As a Portfolio Manager, I help clients access stock and bond markets. Research investment opportunities, discussing options, and creating portfolios tailored to each client's needs and risk profile. This approach encourages clients to be directly engaged with their investments.
My tenure in the brokerage industry has led me to other firms including Western International Securities (WIS), Washington Mutual, Wedbush Securities, Atria, and now LPL Financial.
If you are interested in a more interactive approach to managing your investments, please contact me to schedule a complimentary consultation to evaluate your current financial position.